Wiley Series 99 Exam Review 2014 + Test Bank
The Securities Institute of America, Inc.,
95,68 €(IVA inc.)
Wiley Series 99 Exam Review prepares candidates for the Operations Professional Qualification Examination, which qualifies the taker to perform operation functions for a broker dealer. The book addresses fundamentals of the broker–dealer business, operations functions that support the business, regulations preserving investor protection and market integrity, regulations that drive operations processes and procedures, and professional conduct and ethical considerations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.
- ISBN: 978-1-118-71999-2
- Editorial: John Wiley & Sons
- Encuadernacion: Rústica
- Páginas: 396
- Fecha Publicación: 22/01/2014
- Nº Volúmenes: 1
- Idioma: Inglés